2021 OntheOpportunitiesandRisksofFou

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AI is undergoing a paradigm shift with the rise of models (e.g., BERT, DALL-E, GPT-3) that are trained on broad data at scale and are adaptable to a wide range of downstream tasks. We call these models foundation models to underscore their critically central yet incomplete character. This report provides a thorough account of the opportunities and risks of foundation models, ranging from their capabilities (e.g., language, vision, robotics, reasoning, human interaction) and technical principles (e.g., model architectures, training procedures, data, systems, security, evaluation, theory) to their applications (e.g., law, healthcare, education) and societal impact (e.g., inequity, misuse, economic and environmental impact, legal and ethical considerations). Though foundation models are based on standard deep learning and transfer learning, their scale results in new emergent capabilities, and their effectiveness across so many tasks incentivizes homogenization. Homogenization provides powerful leverage but demands caution, as the defects of the foundation model are inherited by all the adapted models downstream. Despite the impending widespread deployment of foundation models, we currently lack a clear understanding of how they work, when they fail, and what they are even capable of due to their emergent properties. To tackle these questions, we believe much of the critical research on foundation models will require deep interdisciplinary collaboration commensurate with their fundamentally sociotechnical nature.

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 AuthorvolumeDate ValuetitletypejournaltitleUrldoinoteyear
2021 OntheOpportunitiesandRisksofFouDaniel Jurafsky
Christopher D. Manning
Jure Leskovec
Christopher Potts
Erik Brynjolfsson
Percy Liang
Emma Brunskill
Li Fei-Fei
Russ B. Altman
Matei Zaharia
Ranjay Krishna
Tengyu Ma
Siddharth Karamcheti
Chelsea Finn
Tianyi Zhang
Rishi Bommasani
Tatsunori Hashimoto
Christopher Ré
Joon Sung Park
Neel Guha
Julian Nyarko
Daniel E Ho
Drew A Hudson
Ehsan Adeli
Simran Arora
Sydney von Arx
Michael S Bernstein
Jeannette Bohg
Antoine Bosselut
Shyamal Buch
Dallas Card
Rodrigo Castellon
Niladri Chatterji
Annie Chen
Kathleen Creel
Jared Quincy Davis
Dora Demszky
Chris Donahue
Moussa Doumbouya
Esin Durmus
Stefano Ermon
John Etchemendy
Kawin Ethayarajh
Trevor Gale
Lauren Gillespie
Karan Goel
Noah Goodman
Shelby Grossman
Peter Henderson
John Hewitt
Jenny Hong
Kyle Hsu
Jing Huang
Thomas Icard
Saahil Jain
Pratyusha Kalluri
Geoff Keeling
Fereshte Khani
Omar Khattab
Pang Wei Koh
Mark Krass
Rohith Kuditipudi
Ananya Kumar
Faisal Ladhak
Mina Lee
Tony Lee
Isabelle Levent
Xiang Lisa Li
Xuechen Li
Ali Malik
Suvir Mirchandani
Eric Mitchell
Zanele Munyikwa
Suraj Nair
Avanika Narayan
Deepak Narayanan
Ben Newman
Allen Nie
Juan Carlos Niebles
Hamed Nilforoshan
Giray Ogut
Laurel Orr
Isabel Papadimitriou
Chris Piech
Eva Portelance
Aditi Raghunathan
Rob Reich
Hongyu Ren
Frieda Rong
Yusuf Roohani
Camilo Ruiz
Jack Ryan
Dorsa Sadigh
Shiori Sagawa
Keshav Santhanam
Andy Shih
Krishnan Srinivasan
Alex Tamkin
Rohan Taori
Armin W Thomas
Florian Tramèr
Rose E Wang
William Wang
Bohan Wu
Jiajun Wu
Yuhuai Wu
Sang Michael Xie
Michihiro Yasunaga
Jiaxuan You
Michael Zhang
Xikun Zhang
Yuhui Zhang
Lucia Zheng
Kaitlyn Zhou
On the Opportunities and Risks of Foundation Models10.48550/arXiv.2108.072582021